Compliance Monitor

The regulator has arrested three people, authorised criminal proceedings against three others and carried out further enforcement action during the first week of June - which is also a "global week of action against unlawful finfluencers".

As one of the most targeted industries, cybersecurity remains a growing risk for financial services. How can we respond to the risks posed by cyber incidents? Charlotte Witherington and Daniel Hirschfield explore the key lessons for central banks, regulators and policymakers from two cybersecurity surveys of the International Monetary Fund.

Retail investors will be able to invest in crypto exchange-traded notes (cETNs) if, as looks likely, a consultation has enough support to end the current ban on selling cETNs to them.

Firms will be able to receive indicators of the feasibility of products and services using AI - "early-stage" Proof of Concepts - from October, using a pathway negotiated between the FCA and the California-based AI company Nvidia.