Compliance Monitor

A consultation has been launched that proposes from 2028 to include performance as a top-line issue in the regulation of Defined Contribution (DC) pension schemes.

The FCA has succeeded in obtaining a confiscation order against Andrew Currie, a year after it was granted permission for one against his brother Peter.

Firms selling products at the complex end of the exchange traded products (ETPs) market are instructed by the FCA to review their procedures after it found "unclear disclosures" and other issues in an examination of practices by a range of wealth managers of different sizes.