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Shining light on shadow banking
As the shadow banking sector looks set to
overtake its regulated counterpart, experts explain the growing risks, the way
that regulators are likely to react and how compliance officers should respond. Neasa MacErlean reports.
Online Published Date:
04 June 2019
Appeared in issue:
Vol 31 No 09 - 03 June 2019
BSB gives “slightly pessimistic read-out” on banks’ cultural progress
The Banking Standards Board has released its
annual assessment of culture in the industry for 2018, which revealed mixed results and
substantial room for improvement. Denis
O’Connorquestions the sincerity of firms and the utility of the BSB’s
efforts.
Online Published Date:
04 June 2019
Appeared in issue:
Vol 31 No 09 - 03 June 2019
The secret to GDPR success – getting your DPO right
The highly varied infringements that have prompted fines over the past year, demonstrate the significant scope of the General Data Protection Regulation. Kate Marshall, Daniel Seiler and Nikola Werry discuss a key aspect of an effective privacy governance framework.
Online Published Date:
04 June 2019
Appeared in issue:
Vol 31 No 09 - 03 June 2019
Taking stock of the Money Laundering Regulations 2017
Though the Financial Conduct Authority says there are investigations underway, a lack of prosecutions in the first two years of the MLR 2017 raises concerns about the regulations’ efficacy in fighting the massive scourge of money laundering. Jessica Sobey considers its performance so far.
Online Published Date:
04 June 2019
Appeared in issue:
Vol 31 No 09 - 03 June 2019
What do IR35 reforms entail for compliance contractors?
Coming changes to who determines whether contractors in the private sector fall within the tax law IR35, are the Government’s latest gambit to capture ‘disguised employees’. Caleb Hawkins explains the implications for compliance professionals.
Online Published Date:
04 June 2019
Appeared in issue:
Vol 31 No 09 - 03 June 2019
FOS award hike hits financial advisers’ insurance bills
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Online Published Date:
06 June 2019
Appeared in issue:
Vol 31 No 09 - 03 June 2019
Data reveals widespread errors in UK MiFIR transaction reporting
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Online Published Date:
06 June 2019
Appeared in issue:
Vol 31 No 09 - 03 June 2019
New rules for P2P platforms establish retail investment cap
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Online Published Date:
06 June 2019
Appeared in issue:
Vol 31 No 09 - 03 June 2019
FCA confirms crackdown on exorbitant unarranged overdraft fees
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Online Published Date:
07 June 2019
Appeared in issue:
Vol 31 No 10 - 01 July 2019
Capital inadequacy – FCA’s quiet release of capital markets AML report
Timon Molloy, managing editor
Online Published Date:
12 June 2019
Appeared in issue:
Vol 31 No 10 - 01 July 2019
Backdated interest ban unveiled for ‘Buy Now Pay Later’ credit lines
By Neasa MacErlean
Online Published Date:
17 June 2019
Appeared in issue:
Vol 31 No 10 - 01 July 2019
FCA contacted the Woodford fund with concerns 16 months ago
By Neasa MacErlean
Online Published Date:
18 June 2019
Appeared in issue:
Vol 31 No 10 - 01 July 2019
FCA visits pensions firms where 75 per cent of clients advised to make DB transfers
By Neasa MacErlean
Online Published Date:
19 June 2019
Appeared in issue:
Vol 31 No 10 - 01 July 2019
Bank of Scotland fined £45m for suppressing information on Reading fraud
By Neasa MacErlean
Online Published Date:
21 June 2019
Appeared in issue:
Vol 31 No 10 - 01 July 2019