-
Error in spreadsheet cell lies behind PRA’s £47m record fine to Standard Chartered Bank
Online Published Date : 07 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021
By Neasa MacErlean
-
BlueCrest challenges proposed £41m fine from FCA over conflicts of interest
Online Published Date : 07 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021
By Neasa MacErlean
-
Metro Bank fined for making inaccurate risk weightings on loan book over 32 months
Online Published Date : 07 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021
By Neasa MacErlean
-
Controversial businessman charged as FCA makes first use of s 49 RIPA powers
Online Published Date : 11 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021
By Neasa MacErlean
-
British Steel Pension Scheme transfer advisers warned as FCA plans redress scheme
Online Published Date : 11 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021
By Neasa MacErlean
-
FCA launches studies on benchmarks and credit ratings as part of data analytics review
Online Published Date : 11 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021
By Neasa MacErlean
-
EU fines four banks €344m for forex spot trading cartel
Online Published Date : 17 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021
The EuropeanCommission has concluded that some traders in charge of forex spot trading ofG10 currencies at five major banks exchanged sensitive information andsometimes colluded to benefit their trades. [1] UBS, Barclays, RBS and HSBCsettled their..
-
HSBC fined £63.9m for catastrophic transaction monitoring failings
Online Published Date : 17 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021
By Timon Molloy andKeith Nuthall
-
Financial promotion rules to cover Bitcoin and other unregulated cryptoasset ads
Online Published Date : 20 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021
By Neasa MacErlean
-
Managers and firms in firing line as FCA reins in restructuring schemes
Online Published Date : 26 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021
By Neasa MacErlean