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Compliance Monitor

: Error in spreadsheet cell lies behind PRA’s £47m record fine to Standard Chartered Bank; Online Published Date : 07 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021; By Neasa MacErlean

: BlueCrest challenges proposed £41m fine from FCA over conflicts of interest; Online Published Date : 07 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021; By Neasa MacErlean

: Metro Bank fined for making inaccurate risk weightings on loan book over 32 months; Online Published Date : 07 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021; By Neasa MacErlean

: Controversial businessman charged as FCA makes first use of s 49 RIPA powers; Online Published Date : 11 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021; By Neasa MacErlean

: British Steel Pension Scheme transfer advisers warned as FCA plans redress scheme; Online Published Date : 11 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021; By Neasa MacErlean

: FCA launches studies on benchmarks and credit ratings as part of data analytics review; Online Published Date : 11 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021; By Neasa MacErlean

: EU fines four banks €344m for forex spot trading cartel; Online Published Date : 17 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021; The EuropeanCommission has concluded that some traders in charge of forex spot trading ofG10 currencies at five major banks exchanged sensitive information andsometimes colluded to benefit their trades. [1] UBS, Barclays, RBS and HSBCsettled their..

: HSBC fined £63.9m for catastrophic transaction monitoring failings; Online Published Date : 17 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021; By Timon Molloy andKeith Nuthall

: Financial promotion rules to cover Bitcoin and other unregulated cryptoasset ads; Online Published Date : 20 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021; By Neasa MacErlean

: Managers and firms in firing line as FCA reins in restructuring schemes; Online Published Date : 26 January 2022 | Appeared in issue: Vol 34 No 5 - 17 December 2021; By Neasa MacErlean