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Index

Practice of International Commercial Arbitration: A Handbook for Hong Kong Arbitrators


Page 209

Index

Index

  • AAA 34
  • adjudication 334, 36, 39, 15961
  • ADR initiatives 314
  • ADR support 15461
  • agreement in writing 79
  • applications for further and better particulars 1056
  • applications for interrogatories 1056
  • applications for preliminary issues 105
  • applications to preserve property or conduct experiments 1067
  • appointment of arbitrators
    • Arbitration Ordinance, under 603
    • breaking deadlock 612
    • chairperson 60
    • challenge 62
    • conflicts of interest 6370
    • see also conflicts of interest
    • impartiality and independence, duty of 702
    • Model Law, under 603
    • more than two parties 62
    • number of 61
    • party autonomy, and 61
    • qualifications 62
    • termination, and 63
    • tribunal’s ruling on own competence 62
  • arbitral judicial order 235
  • arbitral rules
    • discretion of tribunal 18
  • arbitration
    • ad hoc 3
    • administered 23
    • meaning 2
  • arbitration agreement 2
    • challenge to tribunal’s jurisdiction 7980
    • non-commercial contexts, in 6
    • who is bound by 24
  • arbitration–friendly financial centres 22
  • Arbitration Ordinance 1, 278
  • arbitration rules
    • sameness 59
  • arbitrations involving mainly private interests 18793
  • arbitrations involving private and public interests 1936
  • avoidance of legal systems of national courts 1011
  • award 14150
    • applications to set aside 1714
    • background 147
    • discussion 147
    • drafting 14450
    • formal 144
    • interest 14850
    • interim 1423
    • introduction 147
    • irrelevant matters 146
    • issues 148
    • judge becoming functus 1434
    • meaning 142
    • merger, doctrine of 143
    • partial 1423
    • preliminary matters 1414
    • professional responsibility, and 146
    • reasons for 145
    • recognition or enforcement 146
    • statutory lien, and 143
    • structure 147
    • sub–issues 148
    • substance 145
    • terminology 1412
  • BAC 38
  • barristers
    • conflict of interest 647
  • Belt and Road Initiative 2067
  • BIAC 38
  • capacity–building among jurisdictions 2034
  • capacity–building among young arbitrators 2046
  • case management 859
    • balancing act, as 86
    • enforceable award 85
    • failure to comply with order 87
    • notice of proceedings 867
    • time to comply with direction 88
  • challenges 198207
  • China see mainland China infrastructure
  • choice of arbitrator 89
  • choice of law 7885
    • Article 7 of Model Law 78
    • convenience 82
    • Hague Principles 81
    • law of seat of arbitration 80
    • lex mercatoria 84
    • non–national body of law 82
    • party autonomy 81
    • “rules of law” 83
  • CIArb East Asia 29
  • CIArb Singapore Branch 34
  • CIETAC 37
  • CIETAC arbitration rules 503
    • appointment of tribunal 501
    • award 53
    • conduct of proceedings 512
    • pleadings 51
  • CIETAC Hong Kong 289
  • class arbitrations 1836
  • CMAC 38
  • commercial
    • meaning 5
  • competition law arbitrations 1956

  • Page 210

    complex arbitrations 17786
  • concordance of Model Law articles and Arbitration Ordinance sections 401
  • confidentiality 910
  • conflicts of interest 6370
    • actual and apparent bias 668
    • challenge 68
    • duty of disclosure 70
    • Green List 67
    • Orange List 667
    • qualifications 634
    • Red List 66
    • repeated appointments 689
    • solicitors and barristers 647
  • consolidation 1813
  • construction arbitrations 1901
  • cost 1112
  • costs of arbitration 1502
    • bill of costs 152
    • following the event 151
    • party–and–party basis 1512
    • provisional order 150
    • submissions 151
  • costs of international commercial arbitration
    • challenges 2013
  • costs of the tribunal 1523
  • cross–examination 130, 13440
    • contradictory evidence 1389
    • demeanour of witness 136
    • falsity, accusation of 137
    • fraud, allegations of 140
    • irrelevant matters 136
    • managing 134140
    • protracted argument 139
    • shortening time for 135
    • Socratic dialogue 139
    • testing evidence 136
    • wasted time 134
  • direct submissions from advocates 2021
  • documentary evidence 10815
    • document, meaning 109
    • functions 113
    • general and specific discovery 10810
    • practical considerations 11315
    • Redfern Schedule 111
    • relevance 1089
    • requests for disclosure 11415
    • resisting disclosure 115
  • due process paranoia 1112
  • emergency arbitrator 989
  • evidence 10824
    • documentary see documentary evidence
    • IBA Rules 11012
  • expert witnesses 11824
    • agreement as to 119
    • appointment by tribunal 120
    • CIArb Protocol 1212
    • directions 11819, 120
    • foreign law 120
    • guidelines 121
    • hot–tubbing 122
    • sample order for directions 1234
  • financial arbitrations 1913
  • foreign law
    • duty to apply 19
    • expert evidence 20
    • matter of fact, as 19
  • freezing orders 96101
    • convention into Hong Kong order 967
    • ex parte 97
    • factors 1001
    • risk of dissipation, and 99
    • security 97
  • Green List 67
  • Hague Choice of Court Agreements Convention 10
  • HKIAC 289
  • HKIAC administered arbitration rules 427
    • appointment of tribunal 43
    • award 467
    • conduct of proceedings 446
    • pleadings 44
  • HKIArb 29
  • Hong Kong infrastructure 2734
    • adjudication 334
    • ADR initiative 314
    • Advisory Committee on Promotion of Arbitration 2930
    • Department of Justice 29
    • government support 2930
    • judicial support 30
    • Law Reform Commission 30
    • legislation 278
    • med–Arb 313
    • mediation 31
    • organizations 289
  • ICC 34
  • ICC Arbitration Rules 568
    • appointment of tribunal 56
    • award 58
    • conduct of proceedings 578
    • pleadings 57
  • ICC Hong Kong 28
  • ICDR – Singapore 34
  • impartiality and independence, duty of 702
    • empirical bases, and 71
  • infrastructure 2741
    • mainland China see mainland China infrastructure
    • Singapore see Singapore infrastructure
  • intellectual property arbitrations 1934
  • interest
  • interim measures 93107
    • American Cyanamid test 100
    • balancing exercise 99100
    • emergency arbitrator 989
    • full and frank disclosure 98
    • powers 936
    • preliminary order 98
    • section 56, Arbitration Ordinance 945
  • interlocutory matters 93107
  • international arbitration
    • definition 3, 4
  • investment treaty arbitrations 6, 1967
  • investor–state arbitration 6
  • joinder 17981
  • joinder of parties 245
  • judicial support 16276
    • applications for recognition and enforcement of awards 1745
    • applications to set side award 1714
    • Astro Nusantara case 1623
    • exercise of powers 16775
    • good faith 164
    • interlocutory orders in aid of arbitration 16971
    • jurisdictional challenges 1679
    • powers 1637
    • public interest 163
    • specific power 1657
    • weak waiver 165
  • law of seat as source of validity 1621
    • criticisms of theory 17
  • laws of enforcing states as source of validity 213
    • Geneva Convention 212
    • New York

      Page 211

      Convention 22
    • recognition and enforcement of awards 213
  • lex mercatoria 84
  • mainland China infrastructure 379
    • adjudication 39
    • ADR initiatives 389
    • government support 38
    • judicial support 38
    • legislation 37
    • Med–arb 39
    • mediation 389
    • organizations 378
  • Mareva injunctions 96101
  • maritime arbitration 18790
  • Med–arb 313, 36, 39, 1578
    • disadvantages 1578
    • safeguards 158
  • mediation 31, 36, 389, 1547
    • advantages 155
    • Apology Ordinance 157
    • definition 154
    • evaluative 156
    • facilitative 156
    • narrative 156
    • styles 156
    • success of 157
    • transformative 156
  • MINLAW 35
  • Model Law 5, 1314
    • concordance of articles with Arbitration Ordinance sections 4041
    • harmonisation of regulatory framework, and 17
  • most closely connected
    • meaning 4
  • multi–contract arbitrations 17786
  • multi–party arbitrations 17786
  • New York Convention 56, 1415
  • Orange List 667
  • order for directions no.1 738
    • challenge to jurisdiction, and 77
    • comprehensive order 76
    • detailed timetable 77
    • initial order 745
    • time to submit defence 778
  • party autonomy 25
  • PCA 29, 34
  • place
    • meaning 3
  • pleadings 746
    • importance of 76
    • real issues 76
    • second round of 75
  • popularity 711
    • statistics 78
  • procedure 738
  • Redfern Schedule 111
  • Red List 66
  • rules 4259
  • SAC 38
  • sample comprehensive order for directions no.1 902
    • documentary evidence 901
    • expert reports 912
    • factual without evidence 91
    • hearing 92
    • pleadings 90
  • SCIA 37
  • seat of arbitration 34
  • security for costs 1015
    • amount 1023
    • claim and counterclaim, and 1034
    • principles 1012
    • respondent, order against 103
    • sanction if not provided 103
    • serious risks, and 102
  • SHIAC 37
  • SIAC 34
    • arbitration rules 4750
    • appointment of tribunal 478
    • award 4950
    • conduct of proceedings 489
    • pleadings 48
  • SIArb 34
  • SICC 198200
  • Singapore infrastructure 346
    • adjudication 36
    • ADR initiatives 36
    • government support 35
    • judicial support 35
    • legislation 34
    • Med–arb 36
    • mediation 36
    • MINLAW 35
    • organizations 34
  • specialized arbitrations 18797
  • specialized commercial arbitrations 18796
  • start of arbitrations 7389
  • state
    • meaning 3
  • substantive hearing 12531
    • adjournment 1289
    • cards on the table approach 129
    • chess clock procedure 1278
    • closing submissions 1301
    • cross–examination 130
    • directions 127
    • document alone 125, 126
    • examination in chief 12930
    • interlocutory applications 128
    • oral 1267
    • oral opening submissions 129
    • time for 127
    • written closing submissions 1256
  • terminology 27
  • third party funding 1836
  • transnational law as source of validity 235
    • Model Law 25
  • trial 12540
    • maintaining level playing field 1314
    • sanctions for misconduct 133
  • UNCITRAL 1314
  • UNCITRAL arbitration rules 536
    • appointment of tribunal 54
    • award 556
    • conduct of proceedings 55
    • pleadings 545
  • WIPO Arbitration and Mediation Centre 34
  • witnesses 11522

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