POTTAGE v FINANCIAL SERVICES AUTHORITY (UBS AG, UBS WEALTH MANAGEMENT (UK) LTD, JEREMY PALMER, INTERESTED PARTIES)
[2013] Lloyd's Rep FC Plus 1
UPPER TRIBUNAL (TAX AND CHANCERY CHAMBER)
Sir Stephen Oliver QC, Christopher Burbidge, and Sandi O’Neill
Financial Services - Performance of regulated activities - Conduct - Disciplinary powers - Misconduct - Financial penalty - Whether CEO guilty of misconduct - Financial Services and Markets Act 2000, sections 64 and 66