Compliance Monitor
Last lap to legal cut-over
With just months remaining before ‘legal cutover’ to the new regulatory structure around April 2013, final legislative measures are being discussed while the transition to two Handbooks and a dual-regulated Approved Persons regime have been set out. Emma Radmore reports.
Emma Radmore is a managing associate in SNR Denton’s financial markets and regulation practice in London. Contact her on emma.radmore@snrdenton.com.
Changes under the Financial Services Bill
HM Treasury is consulting on a suite of secondary legislation it will need to make when the changes to the FS Bill take effect.
The draft legislation covers: