Recessional

For more information about Joslin Rowe’s compliance service, contact Fergus Hooley on tel: +44 (0) 207 786 6474; email: fegushooley @joslinrowe.com; website: www.joslinrowe.com/compliance

Has there ever been a more turbulent year in the modern history of financial services? Certainly, in the nine years this survey has been running, 2009 has been incomparable to anything we have witnessed before. So how has Compliance fared in a world that is now far more risk averse? Has there been a shift in perception both of Compliance as a function and the FSA as a watchdog or do the same old issues remain regardless of the different economic climate? Joslin Rowe and Compliance Monitor set out to discern the true picture, surveying over 50 Compliance professionals in the City (82% were Heads of Compliance, with the remainder senior managers).