Compliance Monitor
Short deadline for securities sector on Transparency Directive rules
Listed companies, issuers of securities, along with those dealing and investing in securities and securitised derivatives,
have until 26 November to prepare for new notification requirements. The Financial Conduct Authority’s PS15/26 outlines changes
being made to implement the Transparency Directive Amending Directive through its Disclosure Rules and Transparency Rules
as well as through the Financial Services and Markets Act 2000.