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Compliance Monitor

Short deadline for securities sector on Transparency Directive rules

Listed companies, issuers of securities, along with those dealing and investing in securities and securitised derivatives, have until 26 November to prepare for new notification requirements. The Financial Conduct Authority’s PS15/26 outlines changes being made to implement the Transparency Directive Amending Directive through its Disclosure Rules and Transparency Rules as well as through the Financial Services and Markets Act 2000.

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