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Regulatory Risk Management – the Future for Compliance?

Andy Turner, former partner at PricewaterhouseCoopers LLP, now Head of Compliance at Abbey (Formerly Abbey National plc), London. Richard Parrett, director, banking and capital markets regulatory practice, PricewaterhouseCoopers LLP and a former regulator with the FSA and Securities & Futures Authority. Both Andy and Richard recently spent eight months on secondment at The Royal Bank of Scotland Group.

Driven by the major compliance failures of recent times, the scope of “compliance” and the role of the compliance function are both being pushed inexorably up senior management agendas at institutions across the financial services industry worldwide.