Financial Regulation International
US
Further SEC rules adopted or proposed under Sarbanes-Oxley Act
David Bernstein, Sara Hanks, Kathleen Werner and Richard Pritz. Clifford Chance, New York
The US Securities and Exchange Commission (SEC) has continued to be busy in recent weeks adopting and proposing new or amended
rules to implement some of the provisions of the
Sarbanes-Oxley Act of 2002
(SOX).