Financial Regulation International

Professor Dalvinder Singh

Document

Hong Kong

SFO and the subsidiary legislations

Steve Roder, KPMG Hong Kong, steve.roder@kpmg.com.uk

In a circular to all intermediaries dated 14 November 2002, the Securities and Futures Commission expressed that the Securities and Futures Ordinance (“SFO”) and its subsidiary legislations will come into effect in the first quarter of 2003.

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