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FSA releases on-line broking and spread betting findings
The FSA has released it findings of its research into on-line broking and spread betting clusters under its money laundering theme, undertaken from November 2001 to April 2002.
The work has identified some key areas where firms are meeting standards..
Online Published Date:
01 October 2002
Appeared in issue:
5.8 - 01 October 2002
FSA chief attacks Brussels directives
Sir Howard Davies, the chairman of the Financial Services Authority attacked the recent spate of European finance directives at a recent event hosted by the lord mayor of London.
He said there was “a serious risk of ratcheting up regulation in..
Online Published Date:
01 October 2002
Appeared in issue:
5.8 - 01 October 2002
Jersey responds to FATF recommendations
Following the terrorist attacks of 9/11, closing terrorist groups access to the financial markets has become a major concern for many financial jurisdictions, alongside the work of the Financial Action Task Force (FATF) through its eight..
Online Published Date:
01 October 2002
Appeared in issue:
5.8 - 01 October 2002
Monte Titoli launches new system
Italian CSD Monte Titoli has launched two new systems it hopes will drive it towards the integration of clearing and settlement, Express II, the new integrated settlement platform and RRG, its routing and matching system.
The CSD claims Express II..
Online Published Date:
01 October 2002
Appeared in issue:
5.8 - 01 October 2002
CPSS retail consultation released
The Committee on Payment and Settlement Systems (CPSS) has issued its consultation concerning “Policy issues for central banks in retail payments” and highlights the importance of efficient and safe use of money as a medium of exchange..
Online Published Date:
01 October 2002
Appeared in issue:
5.8 - 01 October 2002
Lloyds set for tougher regulation
Lloyd’s of London is facing a tougher, more “proactive” regulatory regime after the UK Financial Services Authority (FSA) announced it had decided to exercise its responsibility for the regulation of the Lloyd’s insurance..
Online Published Date:
01 October 2002
Appeared in issue:
5.8 - 01 October 2002
Newspoints
Due diligence agreement
Online Published Date:
01 October 2002
Appeared in issue:
5.8 - 01 October 2002
Hong Kong
Consultation conclusions and consultation papers released
Online Published Date:
01 October 2002
Appeared in issue:
5.8 - 01 October 2002
UK
Balancing Openness and Privacy in the Administration of Justice by the Financial Services and Markets Tribunal
Online Published Date:
01 October 2002
Appeared in issue:
5.8 - 01 October 2002
US
SEC issues new rules on mandatory electronic filing & translation requirements for non-US issuers
Online Published Date:
01 October 2002
Appeared in issue:
5.8 - 01 October 2002
EU
Proposals to revise the ISD: Practical implications for firms
Online Published Date:
01 October 2002
Appeared in issue:
5.8 - 01 October 2002
EU
Cross-border securities clearing and settlement: the case for improved efficiency
Online Published Date:
01 October 2002
Appeared in issue:
5.8 - 01 October 2002
EU
The new Prospectus Directive – can one size really fit all?
Online Published Date:
01 October 2002
Appeared in issue:
5.8 - 01 October 2002