i-law

Financial Regulation International

Disaster recovery warning
The UK Financial Services Authority (FSA) has warned regulated firms in London of the need for a comprehensive and robust plan to cope with a disruption to its operations. The FSA itself has developed a back-up site and begun simulations of..
Online Published Date:  01 September 2002
Appeared in issue:  5.7 - 01 September 2002
JFSA establishes settlement committee
The Japanese Financial Services Authority (JFSA), in light of September 11th has established a project team to investigate a back up and retrieval system for the local payment and settlement systems in Tokyo. The members of the team are: Mr Shoichi..
Online Published Date:  01 September 2002
Appeared in issue:  5.7 - 01 September 2002
Newspoints
ESF calls for securities code
Online Published Date:  01 September 2002
Appeared in issue:  5.7 - 01 September 2002
Hong Kong
New client identification procedure for registered persons
Online Published Date:  01 September 2002
Appeared in issue:  5.7 - 01 September 2002
Ireland
Ireland’s New Regulatory Superstructure
Online Published Date:  01 September 2002
Appeared in issue:  5.7 - 01 September 2002
Germany
Market price manipulation and forward contracts under Germany’s Fourth Act on the Promotion of Financial Markets
Online Published Date:  01 September 2002
Appeared in issue:  5.7 - 01 September 2002
UK
Analysts in the Spotlight in the UK: FSA focuses on independence
Online Published Date:  01 September 2002
Appeared in issue:  5.7 - 01 September 2002
EU
Impact analysis reveals high cost of single European market for some commodities houses
Online Published Date:  01 September 2002
Appeared in issue:  5.7 - 01 September 2002
Basel
Principles for the Management and Supervision of Operational Risk
Online Published Date:  01 September 2002
Appeared in issue:  5.7 - 01 September 2002
Basel
Committee reaches agreement on New Accord issues
Online Published Date:  01 September 2002
Appeared in issue:  5.7 - 01 September 2002
EU
Europe post-Enron: turning a challenge into an advantage
Online Published Date:  01 September 2002
Appeared in issue:  5.7 - 01 September 2002
Regulation 3.0
Chris Cook, chris.cook@enfocast.com
Online Published Date:  01 September 2002
Appeared in issue:  5.7 - 01 September 2002

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