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Articles for March 2007
UK implementation of the Transparency Directive – implications for issuers
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01 March 2007
© Clifford Chance LLP 2006, Clifford Chance is a limited liability partnership registered in England & Wales under number OC323571. This article does not necessarily deal with every important topic or cover every aspect of the topics with which it deals. It is not designed to provide legal or other advice. Reproduced with thanks from Clifford Chance LLP. All rights reserved. Authors: Tim Morris and Chris Bates
Principles-based regulation: FSA’s dominant theme for 2007/2008
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01 March 2007
Joanna Gray, University of Newcastle
Regulatory Review – Simplified Regulation, the MiFID and Basel II: Part II
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01 March 2007
This article continues George Walker’s review of some of the most significant developments that have taken place in financial regulation over the last year. The work of the UK FSA was considered in the first part of this article which was published last month. This section examines some of the main events at the EU and international levels. Final comments are drawn with regard to emerging trends and challenges at the international, EU and UK levels.
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