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for 2002
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Articles for November 2002
Compliance costs could force companies to close #
01 November 2002
Nearly four out of five compliance professionals in the financial services industry think that companies will be forced to close to new business die to compliance costs imposed by the new FSA regime, according to..
Research reveals retail leads capital markets in dealing with risk exposure #
01 November 2002
Research conducted by the Institute of Financial Services and commissioned by IBM, has revealed that executives in the retail financial services sector are far better equipped to identify and deal with crisis situations than those..
Newspoints #
01 November 2002
BVI launch new finance centre
Hong Kong #
01 November 2002
New Exemptions for Sections 80 and 80B of the Securities Ordinance - Securities (Miscellaneous)(Amendment) Rules 2002
Germany #
01 November 2002
Innovative changes to German financial market supervision
Germany #
01 November 2002
Deutsche Börse to close Neuer Markt and restructure equity capital market segments
UK #
01 November 2002
Better than best execution? The Financial Services Authority’s new proposals to reform UK best execution requirements
UK #
01 November 2002
Disclosure of Ownership of Unlisted Companies: Changes on the Horizon
UK #
01 November 2002
Regulatory Risk - The Need for Effective Management
US #
01 November 2002
Sarbanes-Oxley Act tackles corporate fraud and accounting oversights
The new consumer credit directive: a feasible attempt at harmonisation? #
01 November 2002
Amparo San José, Centre for European Policy Studies, Brussels
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