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Compliance costs could force companies to close
Nearly four out of five compliance professionals in the financial services industry think that companies will be forced to close to new business die to compliance costs imposed by the new FSA regime, according to a survey by outsourcing specialist..
Online Published Date:
01 November 2002
Appeared in issue:
5.9 - 01 November 2002
Research reveals retail leads capital markets in dealing with risk exposure
Research conducted by the Institute of Financial Services and commissioned by IBM, has revealed that executives in the retail financial services sector are far better equipped to identify and deal with crisis situations than those operating in..
Online Published Date:
01 November 2002
Appeared in issue:
5.9 - 01 November 2002
Newspoints
BVI launch new finance centre
Online Published Date:
01 November 2002
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5.9 - 01 November 2002
Hong Kong
New Exemptions for Sections 80 and 80B of the Securities Ordinance - Securities (Miscellaneous)(Amendment) Rules 2002
Online Published Date:
01 November 2002
Appeared in issue:
5.9 - 01 November 2002
Germany
Innovative changes to German financial market supervision
Online Published Date:
01 November 2002
Appeared in issue:
5.9 - 01 November 2002
Germany
Deutsche Börse to close Neuer Markt and restructure equity capital market segments
Online Published Date:
01 November 2002
Appeared in issue:
5.9 - 01 November 2002
UK
Better than best execution? The Financial Services Authority’s new proposals to reform UK best execution requirements
Online Published Date:
01 November 2002
Appeared in issue:
5.9 - 01 November 2002
UK
Disclosure of Ownership of Unlisted Companies: Changes on the Horizon
Online Published Date:
01 November 2002
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5.9 - 01 November 2002
UK
Regulatory Risk - The Need for Effective Management
Online Published Date:
01 November 2002
Appeared in issue:
5.9 - 01 November 2002
US
Sarbanes-Oxley Act tackles corporate fraud and accounting oversights
Online Published Date:
01 November 2002
Appeared in issue:
5.9 - 01 November 2002
The new consumer credit directive: a feasible attempt at harmonisation?
Amparo San José, Centre for European Policy Studies, Brussels
Online Published Date:
01 November 2002
Appeared in issue:
5.9 - 01 November 2002