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The European Commission is pressing for a radical overhaul of its investment rules to keep up with the accelerating pace of change in securities markets and to encourage more cross-border trade.
The update of the EU’s investment services..
Online Published Date:
01 November 2000
Appeared in issue:
November 2000 - 01 November 2000
SFA publishes board notice on PRR
Clifford Chance, London
Online Published Date:
01 November 2000
Appeared in issue:
November 2000 - 01 November 2000
SFA issues rule waiver for electronic brokers
Clifford Chance, London
Online Published Date:
01 November 2000
Appeared in issue:
November 2000 - 01 November 2000
FSA’s role in reducing financial crime outlined
Speaking to the annual conference of the UK’s financial investigators on November 6th, FSA managing director Philip Thorpe described the latest developments in the FSA’s investigation into the alleged money laundering carried out on..
Online Published Date:
01 November 2000
Appeared in issue:
November 2000 - 01 November 2000
FSA Examination Review will strengthen professional standards
FRR
Speaking to trade unions at the Alliance for Finance Conference 2000 on November 2nd, FSA Chairman Howard Davies said the review of Approved Examinations to strengthen the standards of professionalism in the financial sector will begin in..
Online Published Date:
01 November 2000
Appeared in issue:
November 2000 - 01 November 2000
Davies warns against selective briefing
Speaking at a Bloomberg lunch in London on October 25th, FSA Chairman Howard Davies warned that selective briefing of City analysts and the media by listed companies will not be tolerated. He pointed to a number of recent cases of such apparently..
Online Published Date:
01 November 2000
Appeared in issue:
November 2000 - 01 November 2000
FSA consults on oversight of exempt professional firms
On October 31st the FSA published a consultation paper outlining draft rules and guidance on the oversight of solicitors, accountants and actuaries, who are to be ‘exempt professional firms’ under the FSMA.
Noting that the investment..
Online Published Date:
01 November 2000
Appeared in issue:
November 2000 - 01 November 2000
FSA consults on start of single compensation scheme
Clifford Chance, London
Online Published Date:
01 November 2000
Appeared in issue:
November 2000 - 01 November 2000
More building blocks in place for regulatory change next year
Joanna Gray
Online Published Date:
01 November 2000
Appeared in issue:
November 2000 - 01 November 2000
Papers published on ATSs and market abuse
The Forum of European Securities Commissions (FESCO) has published two papers, on ‘The regulation of Alternative Trading Systems in Europe’ and ‘A European regime against Market Abuse’. The former was prepared for the EU..
Online Published Date:
01 November 2000
Appeared in issue:
November 2000 - 01 November 2000
International co-operation in e-banking supervision called for
In September the Basel Committee’s Electronic Banking Group (EBG) published a Discussion Note exploring the cross-border supervisory issues and challenges related to electronic banking activities and pointing out the need for international..
Online Published Date:
01 November 2000
Appeared in issue:
November 2000 - 01 November 2000
‘Follow-up Report’ on implementation published
George Walker
Online Published Date:
01 November 2000
Appeared in issue:
November 2000 - 01 November 2000
Wanted: a sense of urgency over single capital market
Karel Lannoo
Online Published Date:
01 November 2000
Appeared in issue:
November 2000 - 01 November 2000