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France
France produces draft law on financial security
Online Published Date:
01 May 2003
Appeared in issue:
6.4 - 01 May 2003
SEC looks for more central control
The Securities and Exchange Commission (SEC) is seeking to curb the actions of state regulators after the settlement concerning conflicts of interest was announced.
The SEC is apparently concerned that the settlement with a number of Wall Street..
Online Published Date:
01 May 2003
Appeared in issue:
6.4 - 01 May 2003
CRESTCo to publish lending data
Following on from the UK FSA’s conclusions from a consultation on short selling, and the announcement of a number of measures to improve the information available to the market, CRESTCo, the UK securities settlement system has agreed to..
Online Published Date:
01 May 2003
Appeared in issue:
6.4 - 01 May 2003
FSA renews warning on unauthorised firms
The UK Financial Services Authority (FSA) has published an updated list of unauthorised firms that are, or have been, targeting UK investors.
The FSA had previously warned consumers about dealing with unauthorised firms in May 2002 and March 2000,..
Online Published Date:
01 May 2003
Appeared in issue:
6.4 - 01 May 2003
Newspoints
CPSS releases new payment statistics
Online Published Date:
01 May 2003
Appeared in issue:
6.4 - 01 May 2003
Hong Kong
Consultation Paper for Authorisation of Index Tracking Exchange Traded Funds
Online Published Date:
01 May 2003
Appeared in issue:
6.4 - 01 May 2003
Malaysia
Liberalisation of Exchange Control Rules
Online Published Date:
01 May 2003
Appeared in issue:
6.4 - 01 May 2003
Italy
Italian company law impacts on issuance of corporate bonds
Online Published Date:
01 May 2003
Appeared in issue:
6.4 - 01 May 2003
UK
ABN Amro – The true significance of the FSA’s recent punitive action is being missed
Online Published Date:
01 May 2003
Appeared in issue:
6.4 - 01 May 2003
UK
High Court Sheds Light On Regulatory Treatment of Commodity Trading
Online Published Date:
01 May 2003
Appeared in issue:
6.4 - 01 May 2003
Germany
Exchange-traded funds in Germany
Online Published Date:
01 May 2003
Appeared in issue:
6.4 - 01 May 2003
The New ISD
A symptom of excessive harmonisation in the implementation of the Lamfalussy approach?
Online Published Date:
01 May 2003
Appeared in issue:
6.4 - 01 May 2003