i-law

Financial Regulation International

Outcomes of the third meeting of the CESR
The Third meeting of the Committee of European Securities Regulators (CESR) took place in Paris in mid-March with a number of major outcomes. Firstly, the CESR has approved the retail regime as set out in the paper “A European Regime of..
Online Published Date:  01 May 2002
Appeared in issue:  5.4 - 01 May 2002
Clearstream/Deutsche Börse deal nears completion
Deutsche Börse’s acquisition of the remaining 50% share in Luxembourg-based ICSD Clearstream has cleared major hurdle’s with the acceptance of the offer by Cedel shareholders and the granting of regulatory permission from the German..
Online Published Date:  01 May 2002
Appeared in issue:  5.4 - 01 May 2002
Canada moves closer to T+1
The Canadian market has moved a step nearer to preparing for a next-day settlement cycle with the publication by the Canadian Capital Markets Association (CCMA) of a timetable of ‘stepping stones’ created by Cap Gemini Ernst &..
Online Published Date:  01 May 2002
Appeared in issue:  5.4 - 01 May 2002
OECD publishes new tax haven list
The Organisation for Economic Co-operation and Development (OECD) has revealed it’s latest list of unco-operative tax havens, with seven territories being named. The seven, Andorra, Liberia, Liechtenstein, the Marshall Islands, Monaco, Nauru,..
Online Published Date:  01 May 2002
Appeared in issue:  5.4 - 01 May 2002
Newspoints
Basel II op risk survey in June
Online Published Date:  01 May 2002
Appeared in issue:  5.4 - 01 May 2002
Hong Kong
The Securities and the Futures (Leveraged Foreign Exchange Trading - Arbitration) Rules and the Securities and Futures (Contracts Limits and Reportable Limits) Rules
Online Published Date:  01 May 2002
Appeared in issue:  5.4 - 01 May 2002
Malaysia
An Overview of the Development Financial Institutions Act 2002
Online Published Date:  01 May 2002
Appeared in issue:  5.4 - 01 May 2002
Singapore
New Regime for “Collective Investment Schemes” under the Securities and Futures Act 2001 (“SFA”)
Online Published Date:  01 May 2002
Appeared in issue:  5.4 - 01 May 2002
Netherlands
Change of supervision for Dutch Money Transaction Services
Online Published Date:  01 May 2002
Appeared in issue:  5.4 - 01 May 2002
France
COB updates rules on warrants and structured bonds
Online Published Date:  01 May 2002
Appeared in issue:  5.4 - 01 May 2002
UK
FSA chairman points out linkages betweenmarket confidence, effective corporate governance and cost of capital
Online Published Date:  01 May 2002
Appeared in issue:  5.4 - 01 May 2002
US
SEC requires improved financial disclosure
Online Published Date:  01 May 2002
Appeared in issue:  5.4 - 01 May 2002
Basel Committee action to halt terrorist funding
Geoff Whitehouse, editor
Online Published Date:  01 May 2002
Appeared in issue:  5.4 - 01 May 2002

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