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SEC sets analyst rules
The US Securities and Exchange Commission (SEC) has approved a new set of rules governing stock analysts, in an effort to combat conflicts of interest between the investment banking and research arms of brokerage houses.
The new rules bar tying..
Online Published Date:
01 June 2002
Appeared in issue:
5.5 - 01 June 2002
Newspoints
SunGard links to GSTPA
Online Published Date:
01 June 2002
Appeared in issue:
5.5 - 01 June 2002
Hong Kong
Hedge Funds Guidelines
Online Published Date:
01 June 2002
Appeared in issue:
5.5 - 01 June 2002
Malaysia
Facilitating the Restructuring of Distressed Companies
Online Published Date:
01 June 2002
Appeared in issue:
5.5 - 01 June 2002
Italy
Milan’s “Nuovo Mercato”: new listing requirements
Online Published Date:
01 June 2002
Appeared in issue:
5.5 - 01 June 2002
UK
Legal issues for account aggregators using screen scraping technology
Online Published Date:
01 June 2002
Appeared in issue:
5.5 - 01 June 2002
UK
FSA Interim Action Plan in relation to Problems within Split Capital Funds Sector
Online Published Date:
01 June 2002
Appeared in issue:
5.5 - 01 June 2002
UK
City faces Eurocrats over trading-fees row
Online Published Date:
01 June 2002
Appeared in issue:
5.5 - 01 June 2002
Basel
Disclosure survey reveals banks lagging in critical areas
Online Published Date:
01 June 2002
Appeared in issue:
5.5 - 01 June 2002
Basel
Supervisory guidance for dealing with weak banks
Online Published Date:
01 June 2002
Appeared in issue:
5.5 - 01 June 2002
ISD Review: A difficult balancing act
Karel Lannoo, Senior Research Fellow, Centre for European Policy Studies
Online Published Date:
01 June 2002
Appeared in issue:
5.5 - 01 June 2002