i-law.com - Newsletter (Financial Regulation International)

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On June 20, following more than 40 hours of intensive negotiations, the European Union ended a three-year deadlock over bank secrecy, agreeing to work towards greater co-operation among member states to tackle money laundering and tax evasion...

Online Published Date: 01 July 2000

Appeared in issue: July/August 2000 - 01 July 2000

Consolidation of the stockbroking industry

Brian Chia, Wong & Partners, Kuala Lumpur

Online Published Date: 01 July 2000

Appeared in issue: July/August 2000 - 01 July 2000

Code of conduct for market institutions

The Securities Commission recently introduced a Code of Conduct for Market Institutions (‘the Code’). The Code sets out the principles of conduct and best governance practices for institutions governed by the Securities Industry Act..

Online Published Date: 01 July 2000

Appeared in issue: July/August 2000 - 01 July 2000

Recent Developments

N.P. Etches, KPMG, Hong Kong

Online Published Date: 01 July 2000

Appeared in issue: July/August 2000 - 01 July 2000

FSA revisits arrangements for senior management responsibilities and principles to govern approved individuals

Joanna Gray

Online Published Date: 01 July 2000

Appeared in issue: July/August 2000 - 01 July 2000

European Shadow Financial Regulatory Committee urges amendments to ‘protectionist’ elements of ISD

The European Shadow Financial Regulatory Committee (ESFRC) has issued a statement ‘Towards a Single Market in European Securities Trading: an Agenda for Reform of the ISD’, urging the European Commission to address what it regards as a..

Online Published Date: 01 July 2000

Appeared in issue: July/August 2000 - 01 July 2000

Offshore financial centres: compliance and control

George Walker

Online Published Date: 01 July 2000

Appeared in issue: July/August 2000 - 01 July 2000

Lamfalussy group needs a clear mandate

Karel Lannoo

Online Published Date: 01 July 2000

Appeared in issue: July/August 2000 - 01 July 2000